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Virtual Financial Advice - Financial Planning Advisory Services

issuu.com/manisha229249/docs/virtual_financial_advice...
"Financial advisory is a latent and fast growing business. Financial planning has been rated as one of the best jobs in America by publications such as the Jobs Rated Almanac. Whilst planning for the future, individuals are hampered by their lack of financial knowledge, paucity of time, and emotional bias towards certain investments. Hence, they seek qualified professionals who can provide sound financial advice. Virtual Financial Advice whitepaper briefs on how financial institutions could create an online financial advisory service through which investors might be able to discuss their financial plans with peers and financial advisors."
Uploaded by manisha229249 on 07/29/2012
Digital publication details: 4 pages.

MoneyWorks - Financial Advice Spring '13

issuu.com/thomascarrollgroup/docs/thomas_carroll_mone...
This edition of Money Works by Thomas Carroll Financial Advisers covers, Pension Changes, Age Allowance Tax, Inheritance Tax and tips for protecting your income.
Uploaded by thomascarrollgroup on 03/26/2013
Digital publication details: 4 pages.

The Guide to Ethical Financial Advice 2013

issuu.com/blueandgreentomorrow/docs/b_gt_guide_to_eth...
All the information you need on where to find a specialist ethical financial adviser near you.
Uploaded by blueandgreentomorrow on 04/09/2013
Digital publication details: 64 pages.

Wealth Matters Contractor Financial Advice Brochure

issuu.com/rohitt/docs/contractor_brochure_sept_2011...
Wealth Matters have put together this 8 page brochure for contractors and freelancers to explain the services we offer. These include pension planning, protection planning, savings and investments, wills and inheritance tax planning.
Uploaded by rohitt on 09/02/2011
Digital publication details: 8 pages.

Apportioning Liability for Bad Financial Advice

issuu.com/corinda/docs/apportioning_liability_for_bad...
We have recently seen a series of spectacular corporate collapses arising from poor management decisions which may not have been readily apparent to investors and their financial advisers at the time. Financial advisers are usually the first ones to be called upon when investors seek compensation in these situations, but is it possible to apportion liability between the financial adviser and the other parties who, if sued, might also be responsible for the client’s loss? In particular, is the Financial Ombudsman Service (FOS) required to apportion liability when it determines a complaint made against the adviser? A recent failed attempt by a financial adviser at judicial review in the Supreme Court of Victoria arising out of the Westpoint saga has shed some light on the answer ...
Uploaded by corinda on 09/13/2010
Digital publication details: 6 pages.

FOS release approach to calculating loss in financial advice disputes

issuu.com/corinda/docs/fos_release_approach_to_calcul...
How damages should be measured in a financial advice complaint can be a contentious issue. The release by FOS on how they measure loss contains useful pointers on their approach to calculating compensation. Licensees when preparing submissions should take into account the methodology FOS has stated it adopts in calculating loss in a financial advice complaint.
Uploaded by corinda on 12/11/2011
Digital publication details: 4 pages.

The New Approach to Financial Advice

issuu.com/create-group/docs/the_new_approach_to_finan...
Brochure provided by Unbiased, detailing how the Retail Distribution Review (RDR) will change Financial Advice in the UK. Create Group has been a fee based company since it was founded in 2008.
Uploaded by create-group on 09/30/2012
Digital publication details: 7 pages.

Home Search Direct Financial advice

issuu.com/easy-peasy/docs/home_search_direct_financia...
Independent Financial services
Uploaded by easy-peasy on 04/27/2011
Digital publication details: 12 pages.

What You Need To Know About Financial Advice - TD Ameritrade

issuu.com/rthornton/docs/what-you-need-to-know-about-...
In a recent survey: • 54% of investors believed both stockbrokers and independent RIAs have a responsibility to act in their best interests.* • 79% said they would rather work with an investment advisor if they knew advisors provided greater investor protection than stockbrokers.* • Brokerage firms must include this disclosure in their brokerage account applications, and in advertisements and sales materials for fee-based accounts.
Uploaded by rthornton on 12/19/2008
Digital publication details: 2 pages.

Future of Financial Advice Reforms

issuu.com/corinda/docs/future_of_financial_advice_ref...
On 28 April 2011, the Government released its Information Pack titled ‘Future of Financial Advice 2011’ (FOFA Reforms). In this Client Update, we provide a summary of each of the reforms set out in the FOFA Reforms and the proposed timing for the introduction of each.
Uploaded by corinda on 05/08/2011
Digital publication details: 6 pages.
Tags: reforms · fofa · summary
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